DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for Correction of
the Coast Guard Record of:
BCMR Docket No. 2007-208
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FINAL DECISION
This is a proceeding under the provisions of section 1552 of title 10 and section 425 of
title 14 of the United States Code. The Chair docketed the case on September 13, 2007, upon
receipt of the applicant’s completed application, and assigned it to staff member J. Andrews to
prepare the decision for the Board as required by 33 C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated June 24, 2008, is approved and signed by the three duly
APPLICANT’S REQUEST
The applicant, a senior chief yeoman (YNCS/E-8) in the Coast Guard Reserve, asked the
Board to correct her record by advancing her to master chief yeoman (YNCM/E-9) as of June 1,
1995, or at the latest, December 1, 2002, and to order the Coast Guard to pay her back pay and
allowances owed as a result of that advancement, with interest. The applicant acknowledged that
she knew of these errors in 1995 and 2002 but argued that it is in the interest of justice for the
Board to waive the statute of limitations because she has been investigating the matter for the
past eight years by contacting appropriate offices and has yet to receive a satisfactory answer
explaining the Coast Guard’s failure to advance her.
The applicant alleged that, following the October 1994 Reserve servicewide examination
(RSWE), her name was in second place on the list for advancement to YNCM. The cutoff for
guaranteed advancement was zero, indicating that no advancements were expected to occur off
the list. Nevertheless, one YNCM retired in March 1995, and the YNCS who was first on the list
was advanced to fill the YNCM billet on the Reserve Personnel Allowance List (RPAL). How-
ever, when another YNCM retired in May 1995, the applicant was not advanced to YNCM; nor
was anyone else. When she contacted her District Personnel Division on July 19, 1995, to ask
about advancement, she was advised that there was no empty YNCM billet on the RPAL, and
subsequent inquiries about the status of the billet of the second YNCM to retire in 1995 have
gone unanswered. However, she noted, candidates for master chief boatswain’s mate (BMCM),
master chief damage controlman (DCCM), and master chief electronics technician (ETCM) were
advanced to master chief in 1995 even though their names were below the “cutoffs” for guaran-
teed advancement on their ratings’ advancement lists. She noted that the DCCS and the ETCS
were advanced to master chief even though the cutoffs on their advancement lists were zero. She
asked where their new billets came from, and why was she not advanced when she was second
on the Reserve YNCM advancement list and two Reserve YNCMs retired in 1995.
The applicant stated that she was not advanced off the 1994 advancement list before it
expired, and she continued to compete for advancement from 1995 through 2000 by taking the
RSWE. She made no allegations about her lack of advancement pursuant to those RSWEs
except to note that very few members were advanced to YNCM but that some were advanced
from below the cutoff.
Following the October 2001 RSWE, the applicant stated, her name was in third place on
the YNCM advancement list and the cutoff was placed so that only the first person on the list
was guaranteed advancement. On February 1, 2002, the first person on the list (YNCM 8 (see
the chart on page 3 below)) was advanced to YNCM, and on April 1, 2002, the second person on
the advancement list was advanced (YNCM 9). Therefore, since the applicant had been third on
the advancement list and had risen to the top because of the advancement of YNCM 9, on July
23, 2002, she called the Reserve Force Master Chief at the Human Resources Services and
Information Center (HRSIC) to ask about whether she would be advanced prior to the expiration
of the advancement list or should seek a waiver so that she could take the RSWE again in Octo-
ber 2002.1 He told her that the YNCM advancement on April 1, 2002, had been an administra-
tive error and that even adjusting for that error there was still one too many YNCMs than there
should have been given the number of YNCM billets. The Reserve Force Master Chief stated
that a mistake had also been made with a PACM (public affairs) advancement but that the erro-
neous advancements were not going to be withdrawn despite the mistakes.
The applicant also alleged that another “adjustment should have occurred,” but apparently
did not, when YNCM 3 attained 30 years of service on June 13, 2002. Because she was not
advanced, the applicant prepared a request for waiver to be able to take the RSWE again in
October 2002 and forwarded it through her chain of command. In addition, her command sent
the Reserve Personnel Management (RPM) Division at the Coast Guard Personnel Command
(CGPC) an email asking whether there was a projected YNCM vacancy and whether the appli-
cant would be advanced. A chief warrant officer (CWO S) at RPM advised her command that
there was “no RPAL vacancy for YNCM. The attrition point that will create an RPAL vacancy
for [the applicant] is for HRSIC to receive a YNCM retirement request.” In response, the com-
mand asked how close YNCM 5 was to attaining 30 years of service. The applicant submitted
copies of these emails and alleged that CWO S never responded to her command’s question
about when YNCM 5 would attain 30 years of service.
1 Under Article 7.C.12.b. of the Reserve Policy Manual (RPM), candidates for advancement to master chief petty
officer (E-9) “must have at least two years of pay status eligibility remaining as computed from 1 January of the year
following the October Service Wide Exam, to be eligible for advancement. Individuals scheduled for discharge, due
to reach their 30 year pay base date (PBD) anniversary, or reaching maximum age for mandatory retirement during
the two year period following the 1 January date are ineligible to participate.” Members who are prohibited from
competing for advancement under these rules may request a waiver to participate in the RSWE.
The applicant alleged that her request for a waiver of the rules so that she could take the
RSWE in October 2002 was denied. She submitted an email from her Executive Officer stating
that “[a]lthough ALCOAST 266/02 temporarily suspended (until 30Sep03) the waiver proce-
dures for SELRES personnel who attained 30 yrs of service, COMDT (CGPC-rpm) is holding a
hard line that members with over 28 yrs remain ineligible for RSWE competition. [T]hey’re not
approving requests or appeals. In discussing this issue, it is quite clear that [RPM] assessed
whether to amend eligibility requirements, but ultimately made the decision not to. If you have
any outstanding favors owed, now may be the time to call them in. [I]t doesn’t look like I can
take it any further.” Therefore, she and her husband, who is a retired captain, contacted various
high-ranking officers about RPM’s refusal to grant any waivers, but their efforts were to no avail.
The applicant argued that YNCM 5’s attainment of 30 years of service on November 29,
2002, should have created a YNCM vacancy and resulted in another advancement—her own.
The advancement list resulting from the October 2001 RSWE did not expire until December 16,
2002, and so she should have been advanced on December 1, 2002, after YNCM 5’s 30th anni-
versary date on November 29, 2002. However, her repeated inquiries about her advancement
produced no satisfactory answers. In support of her allegations, she submitted a chart with the
following Reserve YNCM data:
Pay Base Date (30th Anniversary Year)*
Date of Rank as YNCM
In support of her allegations, the applicant submitted a statement from her commanding
officer, who wrote that “it is clear that there is a possibility of at least one and potentially two
administrative oversights that may have led to an injustice concerning the well-deserved
advancement of [the applicant] to YNCM.” He further stated that the applicant has been “dili-
April 1, 1978
April 1, 1989
June 29, 1960 (1990)
February 27, 1967 (1997)
May 31, 1973 (2003)
May 28, 1975 (2005)
June 13, 1972 (2002)
June 25, 1971 (2001)
November 29, 1972 (2002)
October 26, 1979 (2009)
January 1, 1990
January 1, 1991
January 1, 1991
August 1, 2001
October 1, 2001
February 1, 2002
Yeoman
YNCM 1
YNCM 2
YNCM 3
YNCM 4
YNCM 5
YNCM 6 **
YNCM 7 **
YNCM 8 **
YNCM 9 **
YNCM 10
* The 30th anniversary years were added to this chart for clarity.
** Double asterisks were added to mark those who on December 1, 2002, were YNCMs
with less than 30 years of service.
The applicant alleged that CWO S, who was working at RPM in 2002, intentionally pre-
vented her from being advanced because of his personal bias against her. In support of this alle-
gation, the applicant submitted a statement signed by a retired senior chief petty officer, SPCO B,
on March 3, 2006. He wrote that in a September 2002 telephone conversation with CWO S
about a request he had made for a waiver to participate in the RSWE, he mentioned the appli-
cant’s name. CWO S “was very angry and said, ‘[the applicant] will never be able to take the
Master Chief Servicewide ever again or never be promoted to master chief!’” CWO S also told
him that the applicant “went over his head with an Admiral to pressure him to change his mind.”
November 27, 1974 (2004)
March 15, 1976 (2006)
April 1, 2002
October 1, 2003
gent in her repeated attempts to seek answers to legitimate questions on whether or not the
Reserve advancement system was applied properly and equitably. Her attempts to solicit detailed
information and answers via her regular chain of command, Reserve Program managers, Head-
quarters, and via the network of Coast Guard Chief Petty Officers have not resulted in complete
answers.” The applicant also submitted copies of the following documents inter alia:
• The Reserve advancement list dated November 30, 1994, shows that the applicant placed
second on the list for advancement to YNCM, but the cutoff for guaranteed advancement
to YNCM was zero—i.e., no advancements to YNCM were expected to occur.
• The May 1995 issue of the publication Coast Guard Reservist announced the retirement
of a YNCM as of March 1995.
• A list of advancement announcements indicates that the YNCS who placed first on the
Reserve advancement list dated November 30, 1994, was advanced to YNCM on May 1,
1995.
• The August 1995 issue of the publication Coast Guard Reservist announced the retire-
ment of a second YNCM as of May 1995.
• ALDIST 155/95, issued on August 21, 1995, shows that no YNCS was advanced to
YNCM after the second YNCM’s retirement, but that candidates for BMCM, DCCM,
and ETCM were advanced. In addition, the applicant submitted the advancement lists for
these ratings, which show that the master chief candidates whose advancements were
announced in ALDIST 155/95 had placed below the cutoff for guaranteed advancement
when the advancement list was published.
• The Reserve advancement list dated December 27, 2001, shows that the applicant placed
third on the list for advancement to YNCM, but the cutoff for guaranteed advancement to
YNCM was one—i.e., only one YNCS was guaranteed advancement to YNCM in 2002.
• ALCGPERSCOMs 010/02 and 026/02 announced the advancement of the first and sec-
ond candidates on the Reserve YNCM advancement list—YNCM 8 and YNCM 9—on
February 1 and April 1, 2002, respectively.
• ALCGPERSCOM 039/02 announced that although a rule had been waived to allow mem-
bers to remain in the Selected Reserve beyond their 30th anniversary, the rule under Arti-
cle 7.C.12.b. of the Reserve Policy Manual would still be enforced so that members who
would have more than 28 years of service as of January 1, 2003, would not be eligible to
compete for advancement by taking the RSWE in October 2002.
•
ALCGPERSCOM 118/02 announced advancements authorized for December 1, 2002.
No one was advanced to YNCM.
The applicant stated that after RPM refused to advance her when YNCM 5 attained 30
years of service, she studied the advancements to master chief petty officer (MCPO) in all the
ratings and determined that there had been manipulation or borrowing of billets between the rat-
ings; that in some ratings advancements had been effected months early in anticipation of an
MCPO’s attainment of 30 years of service; and that the number of master chiefs and advance-
ments per rating did not correspond to the authorized numbers for each rating. In support of
these allegations, the applicant submitted a copy of an email she sent to the Reserve Force Master
Chief at HRSIC on August 1, 2003, presenting charts concerning master chief advancements and
her allegations about her own non-advancement. She pointed out that, although he had told her
in 2002 that there was an “overage of E-9s,” two BMCSes had been promoted to BMCM in 2002
and that although only one PSCM had attained 30 years of service in 2002 and thus dropped off
the RPAL, four PSCSes had been promoted to PSCM in 2002. She also pointed out that one
MKCM had attained 30 years of service and dropped off the RPAL in 2002 but no one was pro-
moted to MKCM to replace him.2 She further asked why a TCCS had been promoted to TCCM
on January 1, 2003, if there was really an overage of E-9s at the end of 2002. In addition, the
applicant noted that YNCM 7 must have dropped off the RPAL on May 31, 2003, because she
would have attained 30 years of service on that date, but no one advanced to YNCM on June 1,
2004. She argued that since some members were apparently promoted to master chief several
months before the vacancy occurred, she should have been advanced on December 1, 2002, in
anticipation of YNCM 7’s 30th anniversary.
On August 4, 2003, the Reserve Force Master Chief responded to the applicant’s email.
He noted that even though YNCM 7 had dropped off the RPAL on May 31, 2003, there were still
three YNCMs with less than 30 years of service on the RPAL (YNCMs 6, 8, and 9 on the chart
on page 3) even though only two YNCM billets were authorized. Therefore, they still had one
too many YNCMs than authorized. He stated that he could not see how the applicant could have
advanced to YNCM in December 2002 given the overage even though YNCM 5 attained 30
years of service on November 29, 2002. He stated that he did not know what happened in 1994
but would try to find someone who did. He further stated that he did not understand why she had
provided information about E-9 advancements in other ratings.
On September 29, 2003, the applicant emailed the Reserve Force Master Chief again.
She complained that she had not received a response to questions she submitted on August 10,
2003, about her non-advancement in 1994. She also asked why another YNCS was being
advanced to YNCM on October 1, 2003 (YNCM 10), if there were already too many YNCMs on
the RPAL. The Reserve Force Master Chief replied that he did respond to her previous emails
but did not have any information about what happened in 1994. He pointed out that the issue
“should have been brought up last century and not 10 years after.” He stated that E-9 advance-
ments made in other ratings “have nothing to do with YNCM advancements. There are a
MAXIMUM of TWO BILLETS for YNCM.” He recommended that she address her questions to
CWO S, “the keeper of the advancement numbers,” and forwarded her email to CWO S. On
September 30, 2003, CWO S replied to the Reserve Force Master Chief stating that the YNCM
advancement occurring on October 1, 2003, “was from the new department ‘USJFCOM/
CINCLANTFLT’ created this month.” The Reserve Force Master Chief forwarded the email to
the applicant and stated that because of the creation of the new YNCM billet there “are now three
2 The applicant later corrected this information to note that two MKCSes had been promoted to MKCM in early
2002.
authorized YNCM billets and we have three people filling those billets,” citing YNCMs 8, 9, and
10, from the chart on page 3 above.
The applicant also stated that since 2004 she has raised her questions about E-9 advance-
ment and the unfairness of not allowing members with more than 28 years of service to compete
for advancement even though they are now allowed to remain in the Selected Reserve past their
30th anniversary with various officers, including Admiral Collins and Admiral Allen. However,
she has not received a satisfactory answer. She alleged that the policy prohibiting competition
for advancement after 28 years of service is contrary to the Coast Guard’s policy and goals of
creating equal opportunity and developing and retaining a quality work force.
VIEWS OF THE COAST GUARD
On March 4, 2008, the Judge Advocate General (JAG) of the Coast Guard submitted an
advisory opinion recommending that the Board deny relief in this case.
The JAG stated that the applicant was not above the cutoff on the advancement lists in
effect in either 1995 or 2002, and there were apparently no further vacancies to be filled when
she rose to the top of those lists. He noted that under Article 5.C.3.a.2. of the Personnel Manual,
the cutoff point on an advancement list is set in advance based upon expected Service needs, and
only members whose names appear above the cutoff are assured of advancement.
The JAG stated that the applicant unduly delayed her complaint with respect to her non-
advancement in 1995 without excuse. He argued that this part of her claim should be barred by
the doctrine of laches because “[d]ocuments that might have been relevant to an investigation of
the applicant’s claim are no longer available for review.” He stated that when an applicant’s
“unexcused delay has caused substantial prejudice to the government,” the application should be
barred because during the delay evidence regarding the applicant’s claims “becomes lost, stale, or
inaccessible” and the costs of investigating or correcting the matter increase. In support of his
argument regarding the doctrine of laches, the JAG submitted an email from a civilian staff
member of the Reserve Policy and Plans Division of CGPC, who wrote the following:
The year in question [1995] also followed a period of significant drawdown, where the CG
Reserve went from 12, 000 billets to 8,000 billets. There are many variables that play in when or
if a member who is eligible to advance gets advanced, and as you said, it is driven off vacant
billets. It does depend on when other members of the same rate in the next higher pay grade retire,
thereby POTENTIALLY opening a billet. However, there is the continual process in the field to
allocate billets where they are needed and in what rates; i.e., the programming of billets. This is
done by the SARR process today. Given the time lapse since 1995, it is nearly impossible at this
point to determine what transpired back then, and if there was even a position to which to advance
the member.
Regarding the merits of the applicant’s 1995 claim, the JAG stated that her argument that
she was entitled to advancement because a YNCM retired when she was at the top of the
advancement list in 1995 assumes that the YNCM who retired vacated a YNCM billet, which is
not necessarily the case. The JAG alleged that Article 12.C.1.a. of the Reserve Administration
and Training Manual (RATMAN) in effect in 1995 stated that “the overall objective [of the
advancement system] is to advance the best qualified personnel to fill available vacancies. …
Advancements are based on vacancies generated within a pyramidal structure in each rating.
Vacancies in each rate are based on current shortages. In ratings that are overpopulated, there is
no existing shortage; as a result, advancement opportunities are limited.”
Therefore, the JAG concluded, the YNCS who was originally in first place on the 1995
YNCM advancement list was presumably advanced because of a vacancy even though none had
apparently been expected since the cutoff was set at zero. The JAG stated that presumably “the
needs of the service required the Coast Guard to dip below the cutoff point to fulfill a specific
need; i.e. fill a specific vacancy. Specific vacancy draws upon a significant distinction between
“designated billets” and “non-designated billets.” [Citation omitted.] It is most likely that the
billet occupied by [the first YNCM to retire in 1995] upon his retirement was a designated YN
billet,” which triggered the advancement of the first YNCS on the advancement list to YNCM.
The JAG further stated that because the applicant was not advanced when a second YNCM
retired in 1995, it is likely that that YNCM was filling a non-designated billet. The JAG noted
that the applicant admitted that she was told by someone in her District Personnel Office in July
1995—after the second YNCM retired—that there was no vacant YNCM billet, and the informa-
tion given to her by that personnel officer is presumably correct. The JAG argued that the appli-
cant has failed to submit “evidence to rebut the presumption that in 1995, the Coast Guard
administered the Reserve advancement program correctly, lawfully, and in good faith,” citing
Arens v. United States, 969 F.2d 1034, 1037 (Fed. Cir. 1992); and Sanders v. United States, 594
F.2d 804, 813 (Ct. Cl. 1979).
Regarding the merits of the applicant’s allegation that she was wrongly denied advance-
ment in 2002, the JAG stated the applicant has failed to prove that the RPM Division or other
Coast Guard personnel “failed to carry out their duties correctly, lawfully, and in good faith.” He
noted that the applicant’s “claim for advancement in 2002 received review in and outside of her
chain of command, which included Flag Level inquiry.” The JAG stated that the Coast Guard’s
advancement regulations are written “to ensure a fair and equal advancement opportunity based
on authorized ‘strength in numbers’ in each grade to provide for the needs of the Service. The
applicable statutes and regulations do not bestow upon individual members a right to be involved
in the decision making process when it comes to an ‘annual strength in numbers’ determination,
nor do the applicable statutes and regulations require the Coast Guard to deliver an individual-
ized explanation or after action report, breakdown, or summary to each member when they have
failed to make the cut, or failed to advance.” The JAG concluded that the applicant was not enti-
tled to advancement in 2002 because she did not place above the cutoff. In addition, he pointed
out that although the Reserve Force Master Chief “never addressed the specific inquiry on the
status of YNCM [5’s] billet, he did answer the underlying premise to her question consistently”
by noting that there were three YNCMs on the RPAL but only two authorized YNCM billets.
The JAG noted that under 14 U.S.C. § 702(b), the authorized number of billets for each rating is
reset “at least annually” in accordance with Service needs, but if the number of authorized billets
in a particular grade is reduced, members are not usually separated or reduced in grade.
The JAG also adopted the facts and analysis of the case provided in a memorandum pre-
pared by CGPC. CGPC stated that “the delay in application has disproportionately hampered the
Coast Guard’s ability to ascertain additional information in support of the case.” CGPC further
stated that
advancement numbers are produced by comparing bodies to billets. The number of positions for a
particular rate comes from the “Billet” list, which is used for advancements. The number of per-
sonnel attached to those billets comes from the Selected Reserve (SELRES) list, which is not used
for advancements. The “SELRES” list is used as a report of strength only. Changes in positions
on the billet list can significantly impact advancements, but are not visible to most members.
Another factor in advancement calculations is that some personnel are in billets listed as “general
petty officer.” These are mostly Command Master Chief positions. Personnel in those positions
are not considered to be filling a job in their rate/rank, which allows for an additional advance-
ment. Once these personnel return to a normal billet within their rate/rank, there will be some
over-billeting which can delay advancements until either billet changes or other losses occur.
There are no assumptions or predictions used in the monthly advancement numbers. Everything is
based on a snapshot of the reserves as of the last day of the month and the actual inventory of
billets and members.
CGPC concluded that the record does not support the applicant’s contention that she was
treated unfairly or unjustly denied advancement.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On March 6, 2008, the Chair sent the applicant a copy of the views of the Coast Guard
and invited her response. The applicant was granted an extension of the time to respond and her
response was received on May 16, 2008.
In response to the JAG’s argument regarding the doctrine of laches and her 1995 claim,
the applicant stated that her advancement in 1995 “was swept aside or not effected due to errors
in administration of the Reserve advancement system.” She argued that in 1995, the Reserve
administrators were preoccupied with the changes involved in integrating the Reserve into the
active duty forces, which caused “chaos within the Active Duty and Reserve programs.”3 The
applicant stated that in 1995 her inquiry was handled by a junior petty officer at HRSIC and
“should have been referred to a higher level.” She argued that someone should have advised her
to apply to the BCMR at that time, but they failed to do so. She had “no exposure” to the BCMR
process prior to her performance of extended active duty in 2002. She also argued that she has
been diligent and persistent in pursuing her advancement and in inquiring about the denial of her
advancement since 2002 and that she has shown “a uniform pattern of injustice against [her] that
is repeated over and over in more recent times.” She stated that she renewed her inquiries about
her 1995 non-advancement in 2003, when the Coast Guard “could have provided an answer”
about what had happened in 1995, but CWO S refused to return her calls. In addition, she
pointed out that SPCO B signed the affidavit for her in 2006. The applicant further argued that if
the Coast Guard cannot adequately answer her questions, its record-keeping “appears to be
inadequate.” She also alleged that the Coast Guard “is unable to furnish documentation to sup-
port its opinion.”
The applicant objected to the JAG’s discussion of what “most likely” happened in 1995
as mere supposition without a factual basis. She stated that the significant known facts are that
advancements are sometimes made below the cutoff points and that two YNCMs retired in 1995
but she was not advanced even though she was at the top of the advancement list when the sec-
3 The applicant submitted documents concerning problems encountered in integrating the Reserve into the active
duty forces.
ond YNCM retired. She further argued that because, under Article 7.C.21.b. of the RATMAN in
effect in 1995, the cutoff is set based upon the number of advancements to be made in the com-
ing year and yet some members were advanced below the cutoff, advancements must have been
made without respect to the number of vacant billets. She argued in essence that because some
members below the cut on their respective advancement lists were advanced, she was also enti-
tled to advancement in 1995 even though she was below the cutoff.
In response to the JAG’s argument that the applicant was never assured advancement
because she placed below the cutoff, the applicant pointed out that sometimes members are
advanced even though their names are below the cutoff. However, she alleged, the statement
from SPCO B proves that CWO S was biased against her and would have prevented her
advancement if there was a vacancy. The JAG’s failure to respond to SPCO B’s affidavit, she
argued, reinforces the fact that CWO S “was capable of adverse action” to deny her advancement
to YNCM. She noted that in 2002 and 2003, CWO S repeatedly refused to return her telephone
messages about her non-advancement.
In response to the JAG’s argument that the Board should presume that the advancement
system was managed correctly, lawfully, and in good faith in 1995 and 2002 based upon the pre-
sumption of regularity, she pointed out that the Coast Guard has already admitted that errors were
committed in the advancement system, such as the erroneous advancement of a YNCS and PACS
to master chief rank in 2002. In addition, she alleged that in deciding not to withdraw the two
erroneous advancements, CGPC violated Article 5.C.38.e. of the Personnel Manual, which states
that when enlisted members are advanced as a result of an administrative error, they “shall be
reduced to the correct rate as of the date the erroneous advancement is noted.”
The applicant stated that the Coast Guard has never provided a responsive answer to her
inquiries about why she was not advanced when YNCM 5 passed her 30th anniversary on
November 19, 2002. She pointed out that the JAG admitted in the advisory opinion that the
Reserve Force Master Chief “never addressed the specific inquiry on the status of YNCM [5’s]
billet, [but] he did answer the underlying premise to her question consistently.” The applicant
stated that she did not ask the Reserve Force Master Chief about “an underlying premise,” so his
emails were unresponsive to her clearly stated question about why she did not get YNCM 5’s
billet when she completed 30 years of service on November 29, 2002. The applicant pointed out
that the Reserve Force Master Chief acknowledged that members drop off the RPAL on their 30th
anniversaries because he stated that when he himself “went over thirty,” someone was advanced.
The applicant concluded that she was entitled to advance in 2002 because she has proved that
• members are sometimes advanced months in advance in anticipation of a vacancy;
• YNCM 5 passed her 30th anniversary on November 29, 2002;
• members below the cutoff on an advancement list are sometimes advanced even if there
is no corresponding vacancy on the RPAL;
• members who pass their 30th anniversaries drop off the RPAL list and thus may create a
vacant billet at their grade level on the RPAL list;
• members are sometimes advanced when someone else drops off the RPAL list by passing
their 30th anniversary;
• no one has explained to her exactly why she did not advance when YNCM 5 passed her
30th anniversary except to allege that there was an overage of YNCMs and thus no
vacancy on the RPAL; and
• CWO S was biased against her and in a position to prevent her advancement.
The applicant further argued that in light of the many errors committed within the
advancement system, the Board should surmise that her advancement was denied in 2002 as a
result of an administrative error.
The applicant also stated that she has never received a satisfactory response to her
inquiries about why the Coast Guard did not waive the rule prohibiting members with more than
28 years of service from competing for advancement when it decided to allow members with
more than 30 years of service to remain in an active status the SELRES. She submitted evidence
showing that she has raised the issue with various officials since 2002. The failure to waive the
rule prohibiting continued competition for advancement, she argued, denies “equal opportunity
for advancement to all enlisted personnel.”
APPLICABLE REGULATIONS
Article 1.D.8. of the Reserve Policy Manual (RPM) in effect in 2002 (COMDTINST
M1001.28) states the following:
Enlisted and chief warrant officers may be assigned to SELRES TRA/PAY CATs in their first 30
years of service. Normally, on the thirtieth anniversary of their pay base date, enlisted and chief
warrant officers will be transferred to TRA/PAY CAT H.
Article 7.C.1. of the RPM states the following:
b. The goal of the Reserve enlisted advancement system provides for the orderly advancement of
enlisted personnel. It requires minimum standards of eligibility to ensure a degree of proficiency
at each grade level. The overall objective is to advance the best qualified personnel to fill available
vacancies.
c. Advancements are based on vacancies generated within a nationwide pyramidal structure in each
rating. Vacancies in each rate are based on current shortages. In ratings that are overpopulated,
advancement opportunities are not available.
Article 7.D.2. RPM states that “[r]eservists may compete for advancement in the Reserve
Service Wide Exam except in the following circumstance: a. Candidates who do not have two
years of pay status eligibility remaining, as computed from 01 January following the Service
Wide Exam, may not compete for advancement to paygrade E-7 and above.” Article 7.C.12.b.
states that candidates for advancement to grades E-7, E-8, and E-9
must have at least two years of pay status eligibility remaining as computed from 1 January of the
year following the October Service Wide Exam, to be eligible for advancement. Individuals
scheduled for discharge, due to reach their 30 year pay base date (PBD) anniversary, or reaching
maximum age for mandatory retirement during the two year period following the 1 January date
are ineligible to participate.
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the applicant's
military record and submissions, the Coast Guard's submission, and applicable law:
The Board has jurisdiction over this matter pursuant to 10 U.S.C. § 1552.
The applicant requested an oral hearing before the Board. The Chair, acting
pursuant to 33 C.F.R. § 52.51, denied the request and recommended disposition of the case with-
out a hearing. The Board concurs in that recommendation.
An application to the Board must be filed within three years after the applicant
discovers the alleged error in her record.4 The applicant in this case alleged that the Coast Guard
erred twice by failing to advance her to YNCM first in 1995 and then in 2002. Her first claim,
regarding her non-advancement in 1995, is not timely because she was not serving on active duty
during 1996, 1997, and 1998. The three-year statute of limitations is tolled during periods of
active duty but not during a reservist’s inactive duty in the SELRES.5 The applicant’s second
claim, which concerns her non-advancement in December 2002, is timely because she served on
active duty from July 6, 2002, through September 30, 2004, and her application was received by
the Board on September 11, 2007, within three years of her release from active duty.6
Pursuant to 10 U.S.C. § 1552(b), the Board may excuse the untimeliness of the
applicant’s claim with regard to her non-advancement in 1995 if the Board finds that it is in the
interest of justice to do so. In Allen v. Card, 799 F. Supp. 158, 164 (D.D.C. 1992), the court
stated that to determine whether the interest of justice supports a waiver of the statute of limita-
tions, the Board “should analyze both the reasons for the delay and the potential merits of the
claim based on a cursory review.” The court further instructed that “the longer the delay has
been and the weaker the reasons are for the delay, the more compelling the merits would need to
be to justify a full review.”7
1.
2.
3.
4.
5.
The applicant argued that it is in the interest of justice for the Board to waive the
statute of limitations because she has been investigating the matter for the past eight years by
contacting appropriate offices and has yet to receive a satisfactory answer explaining the Coast
Guard’s failure to advance her. She also argued that in 1995, Reserve administrators were pre-
occupied with the Reserve’s integration and that when she called her District Personnel Office to
inquire about advancement, her inquiry was handled by a junior petty officer when it should have
been passed to and addressed at a higher level. In addition, the applicant stated that she had “no
exposure” to the BCMR until 2002.
4 10 U.S.C. § 1552(b).
5 See Detweiler v. Pena, 38 F.3d 591, 598 (D.C. Cir. 1994) (holding that section 205 of the Soldiers’ and Sailors’
Civil Relief Act of 1940 “tolls the BCMR’s limitations period during a servicemember’s period of active duty”).
6 Id.
7 Allen v. Card, 799 F. Supp. 158, 164-65 (D.D.C. 1992). See also Dickson v. Secretary of Defense, 68 F.3d 1396
(D.C. Cir. 1995).
6.
7.
The Board finds that the applicant’s explanation of her delay in seeking advance-
ment to YNCM in 1995 is not compelling. She knew she had not been advanced to YNCM in
1995 and she could and should have sought correction of her record within three years. Instead,
she apparently telephoned her District Personnel Office in 1995, accepted the answer given to her
by a junior petty officer that there was no open YNCM billet, and did not pursue the matter fur-
ther for several years. The Board also notes that while the applicant claims that she had “no
exposure” to the BCMR, she did not claim to have been unaware of the Board’s existence. As a
YNCS dealing with military personnel records, the applicant should have known of the Board’s
existence and should have timely pursued her claim while the officers charged with making
Reserve advancements in 1995 and the documentation of billets, etc., were readily accessible.
The Board’s cursory review of the merits indicates that the applicant’s 1995 claim
cannot now prevail. As the Coast Guard argued, because of the applicant’s delay, information—
whether in office records or officers’ memories—that would have shed light on whether the
applicant was entitled to advancement and why she was not advanced in 1995 is no longer avail-
able. Therefore, the claim would be barred under the doctrine of laches. In addition, although
the applicant has submitted published retirement announcements for two YNCMs from 1995,
when she had placed second on the advancement list, she has not shown that those retirements
left a designated YNCM billet empty for her or reduced the number of YNCMs with less than 30
years of service below the authorized number on the RPAL. Given the lack of a good excuse for
the applicant’s delay with respect to her 1995 claim and the insufficiency of the evidence sup-
porting that claim, the Board finds that it is not in the interest of justice to waive the statute of
limitations for the 1995 claim, which should therefore be denied.
As shown in Finding 3, however, the applicant’s request with respect to her non-
advancement to YNCM as of December 1, 2002, is considered timely because the Board’s statute
of limitations was tolled while she remained on active duty through September 30, 2004.
According to the record, the RPAL allotment for YNCMs in December 2002 was two.
Therefore, to prove that she was entitled to advancement on December 1, 2002, the applicant
must show that there was only one Reserve YNCM with less than 30 years of service on that
date. She alleged that the RPAL was exceeded in some ratings, but even assuming improper
advancements were made in other ratings, such improprieties would not render the applicant’s
non-advancement to YNCM either erroneous or unjust.8 (Such logic would make every reservist
on an advancement list potentially entitled to advancement, not just the applicant.) Nevertheless,
if there was only one Reserve YNCM with less than 30 years of service on December 1, 2002—
following YNCM 5’s 30th anniversary on November 29, 2002—the applicant was presumably
entitled to advancement because she was at the top of the YNCM advancement list. The chart
submitted by the applicant (see page 3 above), however, indicates that there were four Reserve
YNCMs with less than 30 years of service on December 1, 2002: YNCMs 6, 7, 8, and 9.
Therefore, the preponderance of the evidence supports the Coast Guard’s position that there was
an “overage” of YNCMs in December 2002, and no vacancy on the RPAL to permit the appli-
cant’s advancement, which was the explanation repeatedly given to her at the time.
8.
8 Reale v. United States, 208 Ct. Cl. 1010, 1011 (1976) (finding that for purposes of the BCMRs under 10 U.S.C.
§ 1552, “injustice” is “treatment by military authorities that shocks the sense of justice, but is not technically
illegal”).
9.
The CGPC memorandum submitted as part of the advisory opinion indicates that
not every master chief with less than 30 years of service counts toward the RPAL allotment for
his or her rating. YNCMs assigned to “general petty officer” billets—such as Command Master
Chief billets—rather than to designated yeoman billets do not count toward the RPAL allotment.
According to CGPC, when a YNCM who has been assigned to a general petty officer billet
leaves that billet, the YNCM suddenly counts against the RPAL allotment and so there may be an
“overage”—i.e., too many YNCMs on the RPAL—if the RPAL allotment was already filled.
Therefore, theoretically, if three of the four Reserve YNCMs who had less than 30 years of ser-
vice on December 1, 2002, were assigned to general petty officer billets rather than to yeoman
billets, the applicant might have been entitled to advancement. However, the applicant made no
arguments about the designation of the YNCMs’ billets in her application or in her response to
the Coast Guard’s advisory opinion, and she has not proved that only one of the four YNCMs
with less than 30 years of service on December 1, 2002, was assigned to a designated yeoman
billet.
The applicant argued that she should have been advanced to YNCM on December
1, 2002, in anticipation of YNCM 7’s 30th anniversary on May 31, 2003, because, she alleged,
members in other ratings were advanced months before a vacancy arose. However, the fact that
no YNCS was advanced as a result of YNCM 7’s 30th anniversary indicates that her anniversary
did not create a YNCM vacancy on the RPAL. (Perhaps she was assigned to a general petty offi-
cer billet, or perhaps her 30th anniversary simply eliminated some of the surplus of YNCMs on
the RPAL.) Moreover, even if, as the applicant alleged, some members were advanced to master
chief without regard to the needs of the Service or the RPAL, such errors would not justify the
applicant’s own advancement.
The applicant submitted an affidavit from SCPO B dated March 3, 2006, stating
that CWO S—who was the Enlisted Status Manager within the Reserve Personnel Management
Division at CGPC in 2002—was mad at the applicant for complaining to flag rank officers and
others about his office’s decision not to waive the rule under Article 7.C.12.b. of the Reserve
Policy Manual so as to allow her and many others with more than 28 years of service as of Janu-
ary 1, 2003, to compete for advancement by taking the RSWE in October 2002. However, there
is no evidence that CWO S ever suffered any negative repercussions because of the applicant’s
complaints, and a single affidavit alleging an expression of hostility by CWO S against the appli-
cant during a telephone conversation does not overcome the presumption of regularity9 and per-
suade the Board that CWO S would have or could have prevented the applicant’s advancement
had there actually been an RPAL vacancy for a YNCM on December 1, 2002. Furthermore,
since the applicant has not proved that there was such a vacancy, the point is moot.
10.
11.
12.
The applicant repeatedly pointed out that CGPC sometimes advances members
whose names appear below the original cutoff point on an advancement list. Clearly, being
below the cutoff is not an absolute bar to advancement although only those whose names appear
above the cutoff are guaranteed advancement. CGPC sets cutoffs when the advancement lists are
9 33 C.F.R. § 52.24(b); see Arens v. United States, 969 F.2d 1034, 1037 (Fed. Cir. 1992); Sanders v. United States,
594 F.2d 804, 813 (Ct. Cl. 1979) (holding that absent evidence to the contrary, Government officials are presumed to
have carried out their duties “correctly, lawfully, and in good faith”).
issued based on foreseeable losses and Service needs in the next year. The fact that CGPC some-
times advances members below the cutoff only proves that CGPC cannot perfectly predict future
losses and Service needs that create RPAL vacancies or new billets; it does not support the appli-
cant’s contention that there was ever a YNCM vacancy on the RPAL that she was erroneously
denied when she was at the top of the YNCM advancement list. As stated in Article 7.C.1.c. of
the Reserve Policy Manual, “[v]acancies in each rate are based on current shortages. In ratings
that are overpopulated, advancement opportunities are not available.” The fact that CGPC some-
times advances members below the cutoff shows that vacancies and new billets are sometimes
created unexpectedly in the year after an advancement list is issued, as when YNCM 10 (from the
chart on page 3) was advanced on October 1, 2003, following the creation of a new YNCM
billet; it does not prove that officers within CGPC or any other Coast Guard office improperly
manipulated the master chief billets in a way that prevented the applicant’s advancement.
The applicant complained that in 2002, CGPC erred in advancing one PACS and
the YNCS who was ahead of the applicant on the advancement list and did not demote those
members in accordance with Article 5.C.38.e. of the Personnel Manual when the errors were dis-
covered. Assuming her allegation is true, CGPC’s error does not prove that the applicant was
also entitled to the benefit of such an error. Nor has she shown that, but for these errors, she
would have advanced to YNCM. As the applicant was a yeoman, rather than a public affairs
specialist, she was not on the PACM advancement list and the erroneous advancement of the
PACS to PACM is unlikely to have affected the applicant’s own opportunity to advance. And if
CGPC had not erroneously advanced the YNCS who was above the applicant on the YNCM
advancement list on April 1, 2002 (YNCM 9 in the chart on page 3), the applicant would never
have risen to the top of that advancement list because that YNCS would have remained above her
on the list.
13.
14.
15.
The applicant argued that it was unfair for the Coast Guard to waive one rule by
allowing reservists to remain in the SELRES beyond 30 years of service without also waiving the
rule that prohibits members with more than 28 years of service from competing for advancement.
She argued that this combination of rules violates equal opportunity policy and undermines the
Coast Guard’s goal of retaining and developing qualified members. She submitted evidence
showing that the latter rule has been enforced in all ratings although it means that reservists, who
previously might serve only their 29th and 30th years without hope of advancement, may now
choose to serve beyond their 30th year without hope of advancement.
Article 7.C.12.b. of the Reserve Policy Manual in effect in 2002 provides that
reservists “due to reach their 30 year pay base date (PBD) anniversary … during the two year
period following the 1 January date [following the October RSWE] are ineligible to participate”
in the RSWE for advancement to pay grades E-7, E-8, and E-9. As stated in Article 7.C.1.c.,
“[a]dvancements are based on vacancies generated within a nationwide pyramidal structure in
each rating. … In ratings that are overpopulated, advancement opportunities are not available.”
The rule under Article 7.C.12.b. effectively increases the opportunities for reservists with less
than 28 years of service to advance to a higher pay grade by preventing reservists with more than
28 years of service who are already in a high pay grade from competing for an even higher pay
grade. To facilitate the advancement of younger and newer members, the Armed Forces have
adopted a variety of rules to keep open space at the top of the pyramidal structure of each enlisted
rating and the officers’ ranks to allow the most qualified new members to advance, which is part
of the “overall objective” of the advancement system as stated in Article 7.C.1.b. The Board is
not persuaded that the Coast Guard erred or committed an injustice when it refused to waive the
rule under Article 7.C.12.b. at the same time that it decided to allow reservists with more than 30
years of service to continue serving if they so desire.
The applicant made numerous allegations with respect to the actions, attitudes,
and error rates of various Coast Guard offices and officers. Those allegations not specifically
addressed above are considered to be not dispositive of the case.
Accordingly, the applicant’s request should be denied because her claim regard-
ing her non-advancement in 1995 is untimely, and she has not proved by a preponderance of the
evidence that she failed to advance to YNCM in either 1995 or 2002 because of an error or
injustice committed by the Coast Guard.
17.
16.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
The application of xxxxxxxxxxxxxxxxxxxxxxxxxxxx, USCGR, for correction of her
ORDER
military record is denied.
Jeff M. Neurauter
Lynda K. Pilgrim
Eric J. Young
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